In this book, the authors illustrate the professional and liability law for financial service providers through practical case studies. Legal knowledge is an essential prerequisite for successfully operating as a financial service provider. A multitude of legal regulations and European legal requirements make it challenging for investment advisors, brokers, and asset managers to navigate this field quickly and confidently. Familiarity with and attention to liability issues and legal frameworks are part of the toolkit for financial service providers to avoid being personally held accountable by clients for failed investments. The authors systematically introduce the professional and liability law of financial service providers based on practical cases, primarily grounded in landmark rulings from the Federal Court of Justice.